Our regretted colleague, George Bond, insisted that our doctoral students start their apprenticeship with us by struggling with Durkheim’s Rules, and particularly with the argument that, when individual human beings come together, what they do is other than what they could do by themselves, and that special tools are needed to study collective action and its productions, that is “social facts.”  Last week, Jennifer Van Tiem brilliantly defended a path-making dissertation that appears to fit within contemporary research on “human-animal communication,” but is actually about what can happens when two or three humans and one horse do something together, for example “therapy,” that neither humans nor horse would do by themselves.

The same week, I read something in Discover Magazine (my quick source for news from the hard sciences and what seeps of the social sciences into such a popular magazine) that should make all Durkheimians feel vindicated.  In an interview with Bonnie Bassler (June 2014 issue), the Princeton biologist explains how she established (think Latour) that bacteria, these most simple of life forms, tell each other that “I am here” (as well as “who are you?”) .  When the bacteria find out that they have something the biologists now call (metaphorically) a “quorum,” then they change state and produce something that will be experienced, by an outsider, as different from what this outsider might have experienced before (together, some bacteria become luminescent, others produce a film in an animal’s lung that might create life threatening problems, etc.).

The bacterial communication phenomenon that we study is called quorum sensing, which is a process that allows bacteria to communicate using secreted chemical signaling molecules called autoinducers. This process enables a population of bacteria to collectively regulate gene expression and, therefore, behavior. In quorum sensing, bacteria assess their population density by detecting the concentration of a particular autoinducer, which is correlated with cell density. This “census-taking” enables the group to express specific genes only at particular population densities. Quorum sensing is widespread; it occurs in numerous Gram-negative and Gram-positive bacteria. In general, processes controlled by quorum sensing are ones that are unproductive when undertaken by an individual bacterium but become effective when undertaken by the group. For example, quorum sensing controls bioluminescence, secretion of virulence factors, sporulation, and conjugation. Thus, quorum sensing is a mechanism that allows bacteria to function as multi-cellular organisms. (my emphasis . Bassler, retrieved on May 19, 2014)

Note that the bacteria themselves do not change as far as what we might now call the “affordances” of their biology.  It is this biology itself that allows from a transformation that, yet, cannot happen apart from the quorum.

My readers will recognize here a perennial theme in my work.  So I will not develop this further, except to react to one of Van Tiem’s critique of much of the work of the conversational analysts which, I do teach, revolutionized not only linguistics but also all the social sciences.  They did reveal how human beings coordinate their activities, particularly when they do it through natural languages and in direct interaction.  The focus on adjacency pairs, indexicality, ongoing assessment (feedback), etc., was a major breakthrough.  But, as Van Tiem argues, much of this research is based on propositional language and thus not very helpful when the interlocutor is a … horse (or the human cannot speak Goodwin 195).  Humans, of course, do not only speak.  They also point and qualify with fingers, eyes, heads, etc..  Horses do not have fingers they can use, but they also have ears as well as tails that can serve to point, qualify, and otherwise make something that responds to an earlier movement as well as possibly triggers further movements.

But the issue is not the affordances of peculiar biological bodies and how they can be used to maintain sequentiality within a conversation and thereby the conversation itself.  The issue concerns the organization of the particular conversation itself as this kind of conversation, rather than another one. (With thanks to Juliette de Wolfe (2013) who insisted on separating the peculiarities of the autistic body from the particularities of the institutionalization of autism)

The issue concerns what can happen when bodies, given their affordances, find themselves in a “quorum.”  This, I would say is the issue about which Durkheim started us wondering when he pondered stabilities and variations in suicide rates (1897).  In the process he gave us all a problem a version of which is implied in Bateson’s concern with the message “this is play.”  Ethnographically, the issue may be best exemplified in a related message Sacks investigated “this is a joke.”  The issue is that “this is a play” (or “a joke,” “a classroom,” etc.) frames a long (“length” is, of course, another problem) sequence within which everything must (be made to) fit the ‘play’ frame.  Every statement or move must (be made to) “make sense” (McDermott 1976), “be suitable” as Boas would say.  Every statement must fit but it does not have to index, in its own performative organization, the frame.  Indeed whether a statement fits (or not) is controlled by the quorum (a.k.a cohort, staff, congregation, set of consociates, endogenous population, plenum, etc.), rather than by the individual speaker.  The quorum can overrule the individual  about the consequence of the statement.  Van Tiem quoted Garfinkel’s wonderful experiment with the message “this is therapy” (1967: 79ff).  The experiment was so set up as to lead people to act as if random answers made sense thereby actually making the answers sensible and the whole event “therapy” (actually, in this case, “research into therapy”).

Van Tiem is exploring the message (“this is therapy”) when one of those who staff the therapy is horse.  A horse is anything but random in its responses.  But there is no strict way to access its motivations (though human participants routinely discuss them and thereby make statements-about-the-horse’s-motivations one aspect of this therapy).  This, for our purposes is good since the trick here is precisely not to speculate about individual motivations but to figure out how the quorum is maintaining its particular frame—whatever any individual’s motivations, or lack thereof.

Much research has hinted how this might be done.  Bacteria do it through various molecules.  How do human beings do it with horses? Van Tiem brings back to relevance Paul Byers work on biological rhythms.  Goodwin has written about gaze,  Garfinkel about ongoing instruction.  But maybe we can also learn from bacteria, or least take heart that we have been onto something worth pursuing.

Check this editorial Scientific Pride and Prejudice by Michael Suk-young Chwe

Anthropology is not mentioned (which may be a good thing).  We, of course, know about bias in observation and analysis, we are getting to know how science is actually produced, and we can criticize.  But we must go further than Chwe. We cannot simply end with bias.  Bias, a point of view, a starting point and an angle of attack, is essential: how else would we chose what to look at?  Then, we must trust the communities of our practice to point out what we should also have looked at, redundantly.  Of course, we also know that polities can develop common blinders (more or less powerfully enforced).  But, we can hope, that future polities will show what these common blinders have been, from new points of view, new angles of attack, new biases.

In any event, it is nice to read a clear a cogent, well-written, clear, critique of scientism hiding behind methodological hocus-pocus! (And I do love Jane Austen!)

One of my favorite quote from Geertz on anthropology as an experimental science:

The “natural laboratory” notion has been equally pernicious … because the analogy is false. … The great natural variation of cultural forms is, of course, not only anthropology’s great (and wasting) resource, but the ground of its deepest theoretical dilemma: how is such variation to be squared with the biological unity of the human species? But it is not, even metaphorically, experimental variation. (1973: 22) [more…]

By “favorite,” of course, I mean a statement so self-assured of its own common sensicality that it begs to be challenged.  So I thought about it again when, while preparing a class on ethnomethodology as “methodology” (in a methods class), I went back to Garfinkel’s recently published dissertation proposal (from 1949).  There he proposes to conduct experiments through which the construction of a social order might be observed.  The general model for these experiments is stated as:

Assuming Iσ, let there be meant a dyadic group made up of Aγ(x) c Bγ(x). When A is regarded by B (x)-wise, A’s treatment of B will be interpreted in such a way (x) by B as to encompass a change (x) in an element or elements (x) of B’s cognitive style, the change being of such a character (x) as to limit B’s alternatives of action (x) … [more …]

The technique to observe what B will do is simple:

To help us in “slowing up the process” of B’s interpretive activity, we shall use the device of cutting B off by facing him with incongruous material. (My emphasis. 2006: 206-7)

For the rest of his careers, Garfinkel kept imagining versions of the experiment he modeled in this passage.  The most famous (at least for teaching purposes—which is what I imagine I do in this blog) may be the following one:

Students were asked to spend from fifteen minutes to an hour in their homes imagining that they were boarders and acting out this assumption. They were instructed to conduct themselves in a circumspect and polite fashion….

In nine of forty-nine cases students either refused to do the assignment (five cases) or the try was “unsuccessful” (four cases). (1967 [1964]: 47)  [more …]

The less obviously experimental of these observations range from following Agnes through her sex change operation (1967 Chapter 5) to the research on a blind woman organizing her kitchen so that she can cook by herself—only possible if no sighted person helps her (2002: 212ff).  The best set of such observations is the ensemble of research in conversational analysis.  Audio-taping and videotaping does exactly what Garfinkel called for: a slowing down of social interaction so that one can observe the actual building of a social order.

A half century of work in that experimental mode has produced an ensemble of findings about sociability that should be presented more succinctly, and, I dare say, celebrationally.  These findings (laws?) range from the generality of indexicality as the mechanism through which communication is anchored in the here and now, the principles of “trust” (a generalization of the generality of “passing” as another fundamental principle), the “etc.” principle (communication does not proceed through full knowledge of the situation—thereby disproving all forms of cognitivism), and so on and so forth.

One thing that work has not produced is a formalization of the conditions under which a particular social order (this one) comes about and transforms itself.  In other words ethnomethodology and conversational analysis are, fundamentally, a sociology of social ordering.  But there has never been an equivalent anthropology of historical culturing.

Which brings us back to ethnography as, arguably and contra-Geertz, an experiment in “slowing down processes” (or perhaps, in fact, “accelerating” the passing of time).  Boas and others (including Geertz in the above quote) intuited (and hypothesized) that human variability is a fundamental principle.  How would one demonstrate that?  For Boas et al, the answer was simple: by examining social orders in human groups widely separated and, perhaps even more powerfully, by examining social orders in neighboring groups.  Eventually, the more fine grained the analysis, the more one could demonstrate that the same tasks of survival can be performed in all sorts of ways.  For example, middle aged women in graduate school can prepare for an examination just as well siting on the floor in veils (or in blue jeans, sitting on chairs).

I tried to formalize this in an earlier blog entry.

But we still need to figure out how specific social orders arbitrary to the “needs” they may appear to fulfill actually do appear in history.  And so, we need to devise experiments that might it possible for us to witness the process.

I have been thinking for some time about the de-institutionalization of what we might call “anthropological authority”: the authority to speak about humanity from the point of view of an evolving discipline that has developed over more than a century a powerful and distinct way to discover aspects of humanity that other ways of knowing do not bring out.

I thought this movement was a product of the evolution of American political activity where the tendency to “know-nothing” merges with the hyper-expertise of a narrow cadre of techno-engineers convinced that “data-driven” research will necessarily produce “evidence-based” policy and lead to the oft-predicted “end of history.”  Well, there is a French version of that evolution leading, in good French centralized fashion, to the erasure of anthropology from university undergraduate education.

That is a radical threat if ever there was one!  And it leads to people rising in passionate defense.  For example, look at the following:
https://www.facebook.com/PromotionDeLEthnologieAnthropologie/posts/399679680141403

In summary, the petitioners present the major achievements of anthropology over the past century as consisting of efforts

1.   “to stimulate social reforms necessary for a fairer and more equitable redistribution of produced wealth” (Mauss and The gift);
2.   [to found] “a new humanism based on a more universalist and egalitarian framework” (Lévi-Strauss and Race and history);
3.   to oppose attempts to anachronise or exoticise ‘non-Western societies’ in order to comprehend them (Balandier);
4.   to understand all human societies as equally valid and contemporary (on going).

My question today: Are these the achievements we should celebrate at this time?  Are these the reasons anthropology should be kept as an undergraduate major in French universities?

I find striking that all these justifications are ideological and politically (and may be religiously) charged.  None claim “science.”  Is this the best we can do to affirm our contribution to those who make different political choices, or to those, particularly in the United States who are aggressively “non-political” (actually there is a version of that in France where a particular cadre of government officials, just below political appointees who come and go with governmental majorities, keep serving whoever has legitimate power.  They are “les hauts fonctionaires”)?

So, I’ll try my hand briefly at another kind of justification based on the contribution of anthropology to “basic science.”  Let’s start with Saussure as developed by Jakobson and Lévi-Strauss.  Saussure, on the basis on a century of basic research in historical linguistics established that while any state of language builds on earlier states, one cannot predict the next state.  This is fundamentally related to the “arbitrariness” (non-rationality) of the means through which meaning is achieved.  Anthropological research, particularly in the Boasian traditions, has confirmed that is arbitrariness can be generalized to all forms of human behavior in history (religion, myth, political ideologies, etc.).  This, of course, is also the contribution of Lévi-Strauss in his major works (Totemism, Savage mind, etc.)—among many others.
While all particular historical forms are tied to earlier forms, and must also fulfill various kinds of biological, ecological, demographic, etc., needs, the exact means through which these needs are met are fundamentally “arbitrary” (or, in more recent formulations, “playful”).  All this is true “cross-culturally,” across historical periods, and, as we are now finding out, “cross-“ the various new forms of differentiation produced “internally” within the new global society.

All of this has been established through various forms of detailed ethnographic-like research (including historiography, philology, conversational analysis, etc.) and debated within a small set of social science disciplines.  It may even be written as a “law” that cannot be broken any more than the second law of thermodynamics:

Given any ordered social state (system, pattern, culture, …), this state will always re-order itself into any number of new states none of them being identical to any state ever produced in human history.

The consequences of this general knowledge should lead to a radical challenge of “evidence-based” research to the extent that it is founded on the sense that the evolution of human societies can be predicted and controlled.  That is, as I understand it in the world of school policy I know best, researchers design complex experiments to establish that ‘y’ is function of ‘x’ (z, etc. through complex statistical means) and that this is not a historical, arbitrary, relationship.  There is however no evidence that any such research, in the past, has led to the prediction of even minor changes in the future.  I do not know for example whether the sociologists who developed the framework for “value-added-teaching” ever confronted the possibility that teachers might strike over it, that administrators might dissemble about test results, that state administrations would discover means of subverting the processes, etc (or that we can not predict what will happen to all this when new local or national administrations are installed).  And yet any anthropologist of the past half-century (whether they invoked Boas, Lévi-Strauss, Foucault, de Certeau, etc.) could have warned that such “play” would happen even if they could not predict what forms it would take.

Not accepting the “law” (however we may end up writing it) is placing oneself outside of science and too many of our colleagues are willing to do that.

As for us anthropologists (historians, sociologists, etc.) we must keep training students rigorously to explore implications, challenge, further specify our paradoxical laws.