This is the fifth in a series of notes to
fifteen lectures for my class ITSF5001:
Ethnography and Participant Observation.
The fundamental issue remains: are we getting, as researchers, what there
is to get? This assumes that there is indeed something to get, a new form
of knowledge for oneself and one's audiences.
- This is a methodological issue given what we have learned about the difficulties
of getting such knowledge.
- It is an epistemological postulate that such knowledge is available for
those who seek it.
- It is an ethical choice that such knowledge is worth trying to obtain.
As Kaplan noted, in this process, we, as researchers, are all limited, and
enabled, by the same processes that limit all human activities, and these
are above all symbolic. In the context of ethnography, these limits have to
with language as the means through which all knowledge is mediated. More specifically,
they have to do with the limits and possibilities of conversation: language
in use with specific others.
There are two aspects to this critique of methodology:
- What is there to know?
- Work in sociolinguistics and ethnomethodology, building on work in
sociology and anthropology, have greatly expanded our sense of what
is significant in the shaping of human action
- How are we to know it?
- If much that there is to know is not directly accessible to
semantic elaboration, if we cannot be sure that anybody's semantic elaboration
covers the same areas of what there is to know, and if we suspect that
the very act of asking limits what we can know (even as it makes up
new realities to handle)
- then methodological choices are fundamentally theoretical
To simplify, there may be three ways of getting at what we want to know about
human beings at least:
- asking (and trusting in our questions);
- listening (and trusting the answers);
- eliciting (and trusting the dialogical encounter between the researcher
and the participants).
In each case the researcher acts practically with the people. He is necessarily a full participant. But, in each case the researcher takes a different stance vis-a-vis the other participants. Together they make different "polities (communities) of practice" that will highlight different aspects of the settings (allow for different kinds of learning).
We will discuss each in turn in this and the next two sessions
on actively asking
Let us first pay attention to Briggs
- The history of asking in the social sciences and the developing awareness
of the issues.
- The referential illusion: What is the relationship between knowledge sought
and the organization of the interactions through which it is sought.
- The continual demonstration (one of the major contribution of anthropological
research) that
- it is dangerous to ask questions of the type: "I
want to know X about people A"
- and even more dangerous to plan to answer such a
question by proceeding by assuming that one can know X among the
A's by asking one of the A's
- most dangerous of all is the assumption that what
the A's tell about X is what there is to know about X (the validity
issue again)
- There is never any reason to take systematically the naive questions
one may start with and the leave behind:
"How do you do know if the informants is telling the truth?"
(Dean & White p. 105)
(note the quote marks in the title: Dean &
White know that this question cannot be taken literally)
The authors from the book by McCall & Simmons stand
at a time (the late 60s) after several generations of ethnography
research in sociology. They are summarizing the ethnographers' experience.
- (note that they are writing
about doing research in institutions in the United States and
thus that their discussions are particularly relevant to people
doing research in educational settings)
Given their position in a research world getting more and more hostile
to naturalistic research in the behavioral sciences, they present
their summary in terms used by those outside.
- [note that this continually
sends them towards epistemological asides on matters like "truth"
or "real belief" (p.105)
- note further that they then
fall back into the vocabulary: "perception ... filtered
by ... the informant's cognitive ... reaction" (p. 105)]
The issue here is not "truth" but
- what the observer is to make of what had been told.
- what the observer it to do next.
- Anthropological disinterest in maintaining reliability and establishing
validity formally and a priori
- much of what anthropologists observed is done at such a scale
that the question of reliability does not arise (e.g. major rituals,
laws, myths, etc.)
- anthropological work is best typified by continual challenges
on validity (e.g. how are we to see "teaching" or "learning"?).
We are continually fighting with each other about the relationship
of what we see to some aspect of the theory the previous observations
was supposed to be relevant to.
- The continued push to find new forms of interaction ("participant-observation"
recast) that will reveal features that would otherwise remain hidden.
- This is the major point of Briggs's book: the more common forms
of interview as social interaction may prevent us from seeing what
we would see if we stood with our informants in different positions:
we must multiply the biases rather than try to eliminate them.
- An epistemological, philosophical issue: who knows best (or most usefully)
among the questioner's community and among the questioned's community
- obviously the natives always "know best." But what is the
form of their knowledge and how is it related to the form that our
knowledge must take?
- Given that the form of the native's knowledge may not be discursive
(that is available to referential questioning), then what other techniques
must be sought that will translate their formed knowledge into our formed
knowledge?
- Given that it is likely that the set of participants we study (e.g.
in a family or classroom) are internally differentiated in terms of
their rights, priviledges, and interests, as related to the setting,
then who are we to trust?
- Confronting the limits of participation:
First, recognize one's position as participant (-observer) (caveat: questions
of scale):
- no way to prefigure where one will stand (how one will
be interpreted by the observed)
- no replication
- no way to know whether what one has seen is all there
is to see (question of boundary)
- no "sampling" possible.
- no way the observed can construct themselves as "observed"
and fit themselves within the observer's categories. (the observed may
reveal the categories to which they hold each other accountable, but
these are not those which will be useful for the observer even (particularly
if) the goal is "the discovery of the participants' own categories"
(after all participants do not need to discover their own categories!)
- Criteria:
These issues are still with us:
- Classically:
- reliability: (LeCompte and Preissle p. 332-341)
- validity: (LeCompte and Preissle p. 341-354)
- But rather
- The move towards precision in the account of the happening
(given the likelihood that all that is knowable about humanity is
the "how" of action: constraints and possibilities): Byers
- Still there may reason to 'merely' ask using any of many possible
techniques from
- close questioning on a narrow set of issues ("questionaires,"
including censuses, demographics, genealogy, etc.)
- focused interviews
- unfocused interviews
- conversations (one on one, or one on many)
- focus groups, formal and informal
- quasi-experimental including
- reactions to texts or artifacts produced by the researcher (projective
tests, Tobin on viewing videotapes
- breaches in the expectable and their handling (Garfinkel)